Filot Achieves SOC 2 Type II Certification

Filot has successfully completed its SOC 2 Type II audit, conducted by an independent third-party auditor. The certification validates that Filot's security controls, data handling practices, and operational processes meet the rigorous standards required by institutional financial services firms.

What SOC 2 Type II Means

SOC 2 Type II is the gold standard for evaluating how a technology company protects customer data over time. Unlike Type I, which assesses controls at a single point in time, Type II examines the design and operating effectiveness of controls over an extended audit period. It covers five trust service criteria: security, availability, processing integrity, confidentiality, and privacy.

For Filot's clients across capital markets, this certification provides independent assurance that their most sensitive financial data is handled with the controls and governance they require.

Security Architecture

Filot's infrastructure has been built from the ground up for enterprise finance:

• Zero data retention. Client data is never stored beyond the active session. Models, filings, and outputs are processed in memory and discarded immediately after delivery.
• Isolated client environments. Every client operates in a fully segregated environment with dedicated encryption keys, ensuring complete separation of data and workloads.
• Advanced encryption. All data is encrypted in transit and at rest using industry-standard protocols.
• Full auditability. Every data point Filot produces is source-cited and traceable, providing complete transparency from input to output.
• Compliance-ready infrastructure. Filot's architecture is designed to meet the regulatory requirements of the most demanding financial institutions.

Why It Matters

Enterprise adoption of AI in financial services depends on trust. Analysts and portfolio managers need confidence that the tools they use meet the same security and compliance bar as the rest of their technology stack. SOC 2 Type II certification removes that barrier - it's independent, verifiable proof that Filot operates at the standard institutional clients expect.

This milestone reflects our broader commitment: building AI that doesn't just perform at an institutional level, but is governed at one too.